Our Continuing Professional Development for Financial Advisers program has four activity areas - Professionalism and Ethics, Regulatory Compliance, Client Care and Practice, and Technical competence.
Professionalism and Ethics
Client Care and Practice
Introduction to Ethics for the Financial Adviser
In whose 'best interest' does the adviser act?
Investor Behaviour, how to deal with client biases.
Risk tolerance and risk management
How to resolve professional ethical issues
Corporations Act and Responsibilities
Financial Advising and Mental Health
Does conflict of interest really exist in Financial Planning?
How does money laundering impact financial advice?
How do we advise Millennials?
Actively managing ETFs
When should you be a Whistle-blower?
Are you truly independent?
Robo advice – the advice of the future
We are all the same, why would culture matter?
Self-managed super funds, a pitfall or solution?
How does ethics affect aged care advice?
Who is responsible for financial literacy?
How should I get paid?
How do you align personal ethics with corporation ethics?
Launch your career at UWS