Financial Planning CPD

Our Continuing Professional Development for Financial Advisers program has four activity areas - Professionalism and Ethics, Regulatory Compliance, Client Care and Practice, and Technical competence.

Professionalism and Ethics

Regulatory Compliance

Client Care and Practice

Technical competence

Introduction to Ethics for the Financial Adviser

In whose 'best interest' does the adviser act?

Investor Behaviour, how to deal with client biases.

Risk tolerance and risk management

How to resolve professional ethical issues

Corporations Act and Responsibilities

Financial Advising and Mental Health

MDA

Does conflict of interest really exist in Financial Planning?

How does money laundering impact financial advice?

How do we advise Millennials?

Actively managing ETFs

When should you be a Whistle-blower?

Are you truly independent?

What is my body language saying?

Robo advice – the advice of the future

If I comply with the law I must be ethical?When should you report a suspicious matter?

We are all the same, why would culture matter?

Self-managed super funds, a pitfall or solution?

How does ethics affect aged care advice?

Risk tolerance and risk management

Who is responsible for financial literacy?

 

How should I get paid?

 How to have difficult conversations 

How do you align personal ethics with corporation ethics?